How to Win Friends and Influence People

by

Dale Carnegie

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Themes and Colors
Self-Interest vs. Selflessness Theme Icon
Importance and Humility Theme Icon
Positivity vs. Negativity Theme Icon
Sincerity and Appreciation vs. Insincerity and Flattery Theme Icon
LitCharts assigns a color and icon to each theme in How to Win Friends and Influence People, which you can use to track the themes throughout the work.
Positivity vs. Negativity Theme Icon

Throughout the book, Carnegie touches on the old maxim that “a drop of honey can catch more flies than a gallon of gall,” which is to say, it’s better to be positive than negative. In the examples he gives, it’s more helpful to affirm others’ good behavior than to criticize bad behavior. For instance, smiling can be one of the best ways to make friends; and in an argument, it’s more useful to start with common ground than to focus on disagreements. Through examples such as these, the book suggests that positivity can help win people over and make people change their behavior far more effectively than negativity can.

The book uses many examples to illustrate that positive feedback is an effective way to influence people or change their behavior. One of the first ideas Carnegie establishes is how important it is to give sincere appreciation. For example, Pamela Dunham supervised a janitor at her job whose work was quite poor, to the point that employees would ridicule him for his bad work. But when she made it a point to praise him, the next day he did the job a little bit better. Soon, he was working more efficiently, and he gained even more praise and appreciation. In this instance, appreciation improved the janitor’s work where criticism failed. Appreciation also worked for musician Stevie Wonder when, as a child, his teacher asked for his help in finding a mouse that was loose in the classroom. Though he was blind, he had superior hearing, and the teacher’s appreciation of this spurred him to hone his gift—which ultimately enabled him to become a pop music icon. Positivity doesn’t have to consist of words. In the second part of the book, Carnegie emphasizes how smiling can instantly make a person more likeable and set a relationship off on the right foot. He cites psychologist James V. McConnell, who says that people who smile “tend to manage, teach and sell more effectively.” In this way, Carnegie emphasizes that simply having a positive attitude can make someone an encouraging and competent leader.

Unlike positivity, negative criticism only fosters resentment and is therefore an ineffective technique in both business and social life. Carnegie establishes in the first chapter that no matter how wrong people may be, they rarely find fault with themselves. Thus, any criticism will be met with defensiveness. He uses the historical example of when outgoing president Teddy Roosevelt criticized incoming president Taft for being too conservative and ran against him after Taft served one term. As a result, the two of them split Republican votes, and Democrat Woodrow Wilson was elected; Taft later stated that he didn’t know what he could have done differently. Thus, Roosevelt’s critiques were ineffective: he harmed both his and Taft’s political ambitions, and he failed to inspire Taft to change. It’s also important to call attention to mistakes indirectly. Charles Schwab, an American steel magnate, saw two employees smoking directly under a “No Smoking” sign one day. He gave them each a cigar and said he would appreciate it if they would smoke outside instead. Because he didn’t directly call out their mistakes, he maintained their respect and good will, whereas criticizing them would likely have made them annoyed and defensive. Carnegie also describes a friend who was learning to dance for the first time. The first teacher he found said he was “all wrong.” As a result, he “had no incentive to go on” because she “took the heart out of [him].” His second teacher, however, minimized his errors and told him that he wouldn’t have any trouble learning, which made him feel much better and helped him improve. This again illustrates how minimizing criticism of mistakes is effective, since too much negativity discourages people.

Not only does positivity work when giving feedback, but Carnegie also shows how it is much better to stay positive and find common ground when approaching disagreements. First, Carnegie makes a distinction about arguments versus disagreements and discussions. While it is useful to have discussions, it isn’t useful to have arguments, because no one wins. Even if a person wins an argument, they’ve have made their opponent “feel inferior” and “resent [their] triumph.” In this way, Carnegie suggests that arguments are unhelpful because they only foster the same kind of resentment that criticism does. By contrast, Carnegie emphasizes several key points about how to win people to one’s ideas. They include “show[ing] respect for the other person’s opinions” rather than saying they’re wrong, “begin[ning] in a friendly way,” and finding common ground to start from that will make the other person agree with you from the beginning. For example, James Eberson, a bank teller, had difficulty with a man who didn’t want to fill out all the info on their standard form. Rather than criticizing this choice, Eberson simply asked if the man would want the bank to transfer his money to his next of kin in the event of his death. When the man said yes, Eberson noted that it would be a good idea to give the bank that person’s contact information. Continuing in this way, the man ultimately gave all the necessary information, showing how using a friendly approach and finding common ground at the outset—in other words, framing a disagreement in a positive way—are much more effective strategies than angrily debating.

Carnegie uses a fable to demonstrate his point: the sun and the wind once quarreled about who could get an old man to take off his coat faster. The wind tried first, blowing like a tornado, and the man clutched his coat tighter. When the wind gave up, the sun came out from behind a cloud, and the man pulled off his coat. With this, the book suggests that anger and negativity only make people cling to their ideas and grow resentful, whereas warmth and positivity are much more pleasant and therefore effective.

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Positivity vs. Negativity Quotes in How to Win Friends and Influence People

Below you will find the important quotes in How to Win Friends and Influence People related to the theme of Positivity vs. Negativity.
Part 1, Chapter 1 Quotes

B. F. Skinner, the world-famous psychologist, proved through his experiments that an animal rewarded for good behavior will learn much more rapidly and retain what it learns far more effectively than an animal punished for bad behavior. Later studies have shown that the same applies to humans. By criticizing, we do not make lasting changes and often incur resentment.

Related Characters: Dale Carnegie (speaker), B. F. Skinner
Page Number: 5-6
Explanation and Analysis:
Part 1, Chapter 2 Quotes

Emerson said: “Every man I meet is my superior in some way. In that, I learn of him.”

If that was true of Emerson, isn’t it likely to be a thousand times more true of you and me? Let’s cease thinking of our accomplishments, our wants. Let’s try to figure out the other person’s good points. Then forget flattery. Give honest, sincere appreciation. Be “hearty in your approbation and lavish in your praise,” and people will cherish your words and treasure them and repeat them over a lifetime—repeat them years after you have forgotten them.

Related Characters: Dale Carnegie (speaker), Charles Schwab
Page Number: 31
Explanation and Analysis:
Part 2, Chapter 2 Quotes

An insincere grin? No. That doesn’t fool anybody. We know it is mechanical and we resent it. I am talking about a real smile, a heartwarming smile, a smile that comes from within, the kind of smile that will bring a good price in the marketplace.

Professor James V. McConnell, a psychologist at the University of Michigan, expressed his feelings about a smile. “People who smile,” he said, “tend to manage, teach and sell more effectively, and to raise happier children. There’s far more information in a smile than a frown. That’s why encouragement is a much more effective teaching device than punishment.”

Related Characters: Dale Carnegie (speaker)
Page Number: 67
Explanation and Analysis:
Part 3, Chapter 3 Quotes

If we know we are going to be rebuked anyhow, isn’t it far better to beat the other person to it and do it ourselves? Isn’t it much easier to listen to self- criticism than to bear condemnation from alien lips?

Say about yourself all the derogatory things you know the other person is thinking or wants to say or intends to say—and say them before that person has a chance to say them. The chances are a hundred to one that a generous, forgiving attitude will be taken and your mistakes will be minimized just as the mounted policeman did with me and Rex.

Related Characters: Dale Carnegie (speaker)
Page Number: 137
Explanation and Analysis:
Part 3, Chapter 4 Quotes

So the sun went behind a cloud, and the wind blew until it was almost a tornado, but the harder it blew, the tighter the old man clutched his coat to him.

Finally, the wind calmed down and gave up, and then the sun came out from behind the clouds and smiled kindly on the old man. Presently, he mopped his brow and pulled off his coat. The sun then told the wind that gentleness and friendliness were always stronger than fury and force.

Related Characters: Dale Carnegie (speaker)
Page Number: 150
Explanation and Analysis:
Part 3, Chapter 5 Quotes

His method? Did he tell people they were wrong? Oh, no, not Socrates. He was far too adroit for that. His whole technique, now called the “Socratic method,” was based upon getting a “yes, yes” response. He asked questions with which his opponent would have to agree. He kept on winning one admission after another until he had an armful of yeses. He kept on asking questions until finally, almost without realizing it, his opponents found themselves embracing a conclusion they would have bitterly denied a few minutes previously.

Related Characters: Dale Carnegie (speaker)
Page Number: 157
Explanation and Analysis:
Part 3, Chapter 10 Quotes

“Now, here’s my proposition. Lay your decision on the table for a few days and think it over. If you come back to me between now and the first of the month, when your rent is due, and tell me you still intend to move, I give you my word I will accept your decision as final. I will privilege you to move and admit to myself I’ve been wrong in my judgment. But I still believe you’re a man of your word and will live up to your contract. For after all, we are either men or monkeys—and the choice usually lies with ourselves!”

Well, when the new month came around, this gentleman came to see me and paid his rent in person. He and his wife had talked it over, he said—and decided to stay. They had concluded that the only honorable thing to do was to live up to their lease.

Related Characters: Dale Carnegie
Page Number: 186
Explanation and Analysis:
Part 4, Chapter 1 Quotes

“After the office closed, I went over to talk with her. She was obviously nervous and upset. I praised her for being so friendly and outgoing with the customers and complimented her for the accuracy and speed used in that work. I then suggested we review the procedure we used in balancing the cash drawer. Once she realized I had confidence in her, she easily followed my suggestions and soon mastered this function. We have had no problems with her since then.”

Beginning with praise is like the dentist who begins his work with Novocain. The patient still gets a drilling, but the Novocain is pain-killing.

Related Characters: Dale Carnegie (speaker)
Page Number: 210
Explanation and Analysis:
Part 4, Chapter 6 Quotes

Remember, we all crave appreciation and recognition, and will do almost anything to get it. But nobody wants insincerity. Nobody wants flattery.

Let me repeat: The principles taught in this book will work only when they come from the heart. I am not advocating a bag of tricks. I am talking about a new way of life.

Talk about changing people. If you and I will inspire the people with whom we come in contact to a realization of the hidden treasures they possess, we can do far more than change people. We can literally transform them.

Related Characters: Dale Carnegie (speaker)
Page Number: 231
Explanation and Analysis: